| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-05-27 | - |
| Rep | 證券交易 | 2023-03-30 | - | |
| Rep | 就機構融資提供意見 | 2023-03-30 | 2024-05-27 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就機構融資提供意見 | 2015-01-08 | 2023-03-05 |
| Rep | 就證券提供意見 | 2015-01-08 | 2023-03-05 | |
| Rep | 證券交易 | 2015-01-08 | 2023-03-05 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-08-11 | 2014-12-25 |
| Rep | 就證券提供意見 | 2011-08-11 | 2014-12-25 | |
| Rep | 證券交易 | 2011-08-11 | 2014-12-25 | |
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2010-08-02 | 2010-08-02 |
| Rep | 證券交易 | 2010-08-02 | 2010-08-02 |
已採集記錄中暫無金管局登記。