| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-06-17 | 2022-05-13 |
| Rep | 證券交易 | 2018-06-28 | 2022-05-13 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 證券交易 | 2018-04-23 | 2018-06-08 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-06-19 | 2018-01-03 |
| Rep | 證券交易 | 2008-01-16 | 2018-01-03 |