| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TRANSASIA PRIVATE CAPITAL LIMITED | Rep | 證券交易 | 2020-02-20 | - |
| Rep | 提供資產管理 | 2015-08-28 | - | |
| Rep | 就證券提供意見 | 2014-05-02 | - | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-29 | 2013-12-13 |
| CHEETAH ADVISORS LIMITED | Rep | 就證券提供意見 | 2008-04-10 | 2009-10-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2006-01-18 | 2006-05-22 |
| Rep | 提供資產管理 | 2006-01-18 | 2006-05-22 | |
| Rep | 證券交易 | 2006-01-18 | 2006-05-22 | |
| NNIP HONG KONG LIMITED | Rep | 證券交易 | 2004-06-16 | 2005-12-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-12-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-12-23 |