| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-03-07 | 2016-10-07 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-03-07 | 2016-10-07 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-11-06 | 2016-02-19 |
| Rep | 就機構融資提供意見 | - | 2003-10-13 | |
| Rep | 提供資產管理 | - | 2003-10-13 | |
| Rep | 就證券提供意見 | - | 2003-11-06 | |
| Rep | 證券交易 | - | 2016-02-19 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 就期貨合約提供意見 | - | 2003-11-06 |
| Rep | 提供資產管理 | - | 2003-11-06 | |
| Rep | 期貨合約交易 | - | 2003-12-13 |