| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2023-10-27 | - |
| Rep | 證券交易 | 2023-10-27 | - | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-06-16 | 2023-09-03 |
| Rich Bay Securities Limited | Rep | 期貨合約交易 | 2021-03-11 | 2022-08-31 |
| Rep | 證券交易 | 2021-03-11 | 2022-08-31 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2017-10-17 | 2018-01-19 |
| Rep | 證券交易 | 2017-10-17 | 2018-01-19 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-01-20 | 2017-06-30 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-01-20 | 2017-06-30 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-12-24 | 2013-03-01 |
| Rep | 證券交易 | 2008-01-28 | 2013-03-01 | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2007-07-19 | 2008-06-01 |
已採集記錄中暫無金管局登記。