| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-07-05 | - |
| Rep | 證券交易 | 2023-07-05 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-04-06 | 2023-02-06 |
| Rep | 證券交易 | 2020-03-09 | 2023-02-06 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-22 | 2020-02-17 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-22 | |
| Rep | 證券交易 | 2003-04-01 | 2018-10-12 |