| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2015-01-14 | 2015-04-18 |
| Rep | 證券交易 | 2015-01-14 | 2015-04-18 | |
| Boom Securities (H.K.) Limited | Rep | 證券交易 | 2013-08-16 | 2014-04-21 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-10-04 | 2013-07-19 |
| Rep | 證券交易 | 2011-07-25 | 2013-07-19 | |
| CHONG HING SECURITIES LIMITED | Rep | 證券交易 | 2008-06-10 | 2011-04-07 |