| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-06-07 | 2013-08-16 |
| Rep | 證券交易 | 2011-06-07 | 2013-08-16 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-11-05 | 2011-05-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-11-05 | 2011-05-14 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-01-03 | 2009-09-29 |
| Rep | 證券交易 | 2007-12-05 | 2009-09-29 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-09-10 | 2007-11-09 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-08-25 | 2007-08-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-05-30 | 2007-08-13 |