| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2016-02-23 | 2016-10-11 |
| Rep | 證券交易 | 2016-02-23 | 2016-10-11 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-06-16 | 2016-01-29 |
| Rep | 證券交易 | 2004-05-24 | 2016-01-29 | |
| Rep | 證券交易 | 2003-05-29 | 2003-12-04 |