| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-10-30 | 2019-12-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-10-30 | 2019-12-27 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-04-20 | 2018-10-12 |
| Rep | 證券交易 | 2004-02-18 | 2018-10-12 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-08-20 | 2004-02-10 |
| HONOUR FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-08-12 |
| Rep | 提供資產管理 | - | 2003-08-12 | |
| Rep | 期貨合約交易 | - | 2003-08-12 | |
| HONOUR SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-12 |
| Rep | 就證券提供意見 | - | 2003-08-12 | |
| Rep | 提供資產管理 | - | 2003-08-12 | |
| Rep | 證券交易 | - | 2003-08-12 |