| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | RO | 證券交易 | 2019-01-25 | - |
| Rep | 證券交易 | 2018-11-06 | 2019-01-25 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2015-12-23 | 2018-08-03 |
| Rep | 證券交易 | 2014-06-23 | 2015-12-23 | |
| LEGENDS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-01-06 | 2014-05-30 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-12-20 | 2013-11-14 |
| Rep | 證券交易 | 2010-07-15 | 2013-11-14 |
已採集記錄中暫無金管局登記。