| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2016-11-21 | 2017-04-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2016-11-21 | 2017-04-21 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-01-16 | 2016-10-31 |
| Rep | 證券交易 | 2008-01-16 | 2016-10-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-04-04 | 2008-01-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-04-04 | 2008-01-12 |