| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-03-11 | 2014-07-04 |
| Rep | 證券交易 | 2009-03-11 | 2014-07-04 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-11-19 | 2009-03-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-11-19 | 2009-03-07 |