| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-04-07 | - |
| Rep | 就證券提供意見 | 2006-05-08 | 2025-04-07 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-02-03 | 2006-04-22 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-14 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-11 |