| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 證券交易 | 2014-05-19 | 2016-12-31 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2012-07-03 | 2013-11-18 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-09 | 2011-12-30 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2009-10-27 | 2009-12-01 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2007-10-02 | 2009-10-01 |