Personnel Hong Kong SFC License Details (ID 78331)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
XHK Limited	Rep	期貨合約交易	2026-07-06	-
	Rep	證券交易	2026-07-06	-
Tianfu International Securities Group Company Limited	RO	就證券提供意見	2025-03-28	2026-03-02
	RO	提供資產管理	2025-03-28	2026-03-02
	RO	證券交易	2025-03-28	2026-03-02
Victory Asset Management Limited	RO	就證券提供意見	2023-01-18	2025-03-17
	RO	提供資產管理	2023-01-18	2025-03-17
Victory Securities (Global) Limited	RO	證券交易	2023-01-17	2024-10-28
	RO	期貨合約交易	2022-11-02	2024-10-28
PROSPER GLOBAL ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2020-11-11	2022-10-10
	RO	提供資產管理	2020-11-11	2022-10-10
LERTHAI Asset Management Limited	RO	就證券提供意見	2020-06-18	2020-09-18
	RO	提供資產管理	2020-06-18	2020-09-18
LERTHAI Securities (Hong Kong) Limited	RO	期貨合約交易	2020-06-18	2020-09-18
	RO	證券交易	2020-06-18	2020-09-18
GCINT LIMITED	RO	就證券提供意見	2020-02-04	2020-05-19
	RO	證券交易	2020-02-04	2020-05-19
	Rep	就證券提供意見	2020-01-09	2020-02-04
	Rep	證券交易	2020-01-09	2020-02-04
AP Capital Management (Hong Kong) Limited	RO	就期貨合約提供意見	2018-11-23	2019-12-26
	RO	就證券提供意見	2018-11-23	2019-12-26
	RO	提供資產管理	2018-11-23	2019-12-26
	RO	期貨合約交易	2018-11-23	2019-12-26
	RO	證券交易	2018-11-23	2019-12-26
Afflux Securities Limited	RO	期貨合約交易	2018-05-17	2018-09-30
	Rep	證券交易	2018-03-01	2018-09-30
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	期貨合約交易	2015-07-28	2017-09-04
Delta Asia Wealth Management Limited	Rep	提供資產管理	2013-10-11	2017-09-04
DELTA ASIA SECURITIES LIMITED	RO	槓桿式外匯交易	2011-12-23	2017-09-04
	Rep	證券交易	2011-09-22	2017-09-04
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	期貨合約交易	2011-02-15	2015-07-28
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2010-08-23	2011-01-01
	Rep	槓桿式外匯交易	2010-08-23	2011-01-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2009-11-26	2010-04-21
	Rep	槓桿式外匯交易	2009-11-26	2010-04-21
MF Global Hong Kong Limited	Rep	期貨合約交易	2009-08-18	2009-09-17
	Rep	槓桿式外匯交易	2009-01-19	2009-09-17
Yuanta Asia Investment (Hong Kong) Limited	Rep	槓桿式外匯交易	2008-11-05	2009-01-12
CMC Markets Asia Limited	Rep	槓桿式外匯交易	2006-09-22	2007-07-07
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2006-02-03	2006-09-02
SHUN LOONG FOREX COMPANY LIMITED	Rep	槓桿式外匯交易	2003-04-01	2006-09-02