| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | RO | 證券交易 | 2013-01-31 | 2014-08-31 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2012-08-06 | 2014-08-31 |
| RO | 期貨合約交易 | 2012-08-06 | 2014-08-31 | |
| Rep | 就期貨合約提供意見 | 2011-09-01 | 2012-08-06 | |
| Rep | 期貨合約交易 | 2009-06-15 | 2012-08-06 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2009-06-15 | 2013-01-31 |
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2009-02-12 | 2010-04-23 |