| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BestEx Asia Limited | RO | 證券交易 | 2017-02-09 | 2022-01-31 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自動化交易服務 | 2013-09-09 | 2014-09-01 |
| Rep | 證券交易 | 2013-09-09 | 2014-09-01 | |
| Rep | 期貨合約交易 | 2013-02-06 | 2014-09-01 | |
| RO | 提供自動化交易服務 | 2011-01-07 | 2013-09-09 | |
| RO | 就證券提供意見 | 2010-05-17 | 2013-08-01 | |
| RO | 證券交易 | 2010-05-17 | 2013-09-09 | |
| Rep | 證券交易 | 2009-10-15 | 2010-05-17 | |
| Rep | 證券交易 | 2008-06-17 | 2008-06-20 | |
| Rep | 證券交易 | 2008-03-25 | 2008-04-25 | |
| Rep | 證券交易 | 2008-02-11 | 2008-02-18 | |
| Rep | 證券交易 | 2007-10-08 | 2007-11-08 |