| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-08-31 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2016-06-06 | 2016-06-17 |
| Rep | 期貨合約交易 | 2016-06-06 | 2016-06-17 | |
| Rep | 證券交易 | 2016-06-06 | 2016-06-17 | |
| Gradient Trading Hong Kong Limited | Rep | 期貨合約交易 | 2014-09-12 | 2014-11-18 |
| Rep | 證券交易 | 2014-09-12 | 2014-11-18 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2006-12-20 | 2012-01-10 |
| Rep | 證券交易 | 2006-12-20 | 2012-01-10 |