| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-12-14 | 2012-04-16 |
| Rep | 證券交易 | 2010-11-08 | 2010-11-15 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-08-02 | 2010-07-24 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2003-06-02 | 2004-03-09 |
| Rep | 證券交易 | 2003-06-02 | 2004-03-09 |