| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited | RO | 就證券提供意見 | 2019-10-23 | - |
| RO | 證券交易 | 2019-10-23 | - | |
| Rep | 就證券提供意見 | 2017-03-31 | 2019-10-23 | |
| Rep | 證券交易 | 2017-03-31 | 2019-10-23 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2012-06-14 | 2013-02-01 |
| Rep | 證券交易 | 2010-03-01 | 2013-02-01 | |
| Rep | 證券交易 | 2009-06-23 | 2010-01-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-09-23 | 2008-03-20 |