| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 證券交易 | 2018-06-15 | - |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2017-06-26 | - |
| Rep | 證券交易 | 2017-06-26 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-08-19 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-08-19 | 2017-06-25 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自動化交易服務 | 2010-06-23 | 2012-09-05 |
| Rep | 證券交易 | 2009-09-14 | 2012-09-05 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-06 | 2008-12-11 |
| Rep | 期貨合約交易 | 2008-11-06 | 2008-12-11 | |
| Rep | 證券交易 | 2007-04-03 | 2008-12-11 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-04-03 | 2008-12-11 |
| Rep | 期貨合約交易 | 2007-04-03 | 2008-12-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-04-03 | 2008-12-11 |
已採集記錄中暫無金管局登記。