| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2012-02-17 | 2017-02-07 |
| RO | 證券交易 | 2012-02-17 | 2017-02-07 | |
| Rep | 期貨合約交易 | 2010-05-10 | 2012-02-17 | |
| Rep | 證券交易 | 2010-05-10 | 2012-02-17 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2004-03-18 | 2010-02-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2004-03-18 | 2010-02-10 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2003-11-13 | 2003-12-08 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2003-11-13 | 2003-12-08 |