| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 證券交易 | 2026-07-02 | - |
| Rep | 證券交易 | 2017-10-03 | 2026-07-02 | |
| Rep | 證券交易 | 2017-06-16 | 2017-10-02 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2013-08-06 | 2016-01-21 |
| Rep | 證券交易 | 2013-08-06 | 2016-01-21 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2009-12-29 | 2012-09-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-15 | 2009-01-01 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2007-12-27 | 2008-05-15 |