| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2022-12-28 | - |
| RO | 證券交易 | 2022-12-28 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-06-15 | - |
| Rep | 證券交易 | 2018-09-10 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2018-09-10 | 2022-12-28 |
| Rep | 證券交易 | 2018-09-10 | 2022-12-28 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-10-27 | 2018-08-27 |
| Rep | 證券交易 | 2011-10-27 | 2018-08-27 | |
| Rep | 期貨合約交易 | 2011-06-07 | 2011-10-14 | |
| Rep | 證券交易 | 2011-06-07 | 2011-10-14 |