| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2023-02-22 | - |
| Rep | 證券交易 | 2023-01-11 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2019-12-19 | 2022-12-28 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-05-10 | 2018-02-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2004-06-15 | 2008-11-24 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-30 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-30 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-01-30 | |
| Rep | 證券交易 | 2003-04-01 | 2004-01-30 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2004-01-30 |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-01-30 |
已採集記錄中暫無金管局登記。