| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2009-08-18 | 2012-02-24 |
| Rep | 證券交易 | 2009-08-18 | 2012-02-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-07-19 | 2009-02-28 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-05-13 | 2009-02-28 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | 期貨合約交易 | 2005-04-28 | 2005-05-13 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2005-03-01 | 2009-02-28 |