| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2020-07-06 | 2022-06-07 |
| RO | 證券交易 | 2020-07-06 | 2022-06-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2018-08-20 | 2022-06-07 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2018-08-20 | 2020-07-06 |
| Rep | 證券交易 | 2018-08-20 | 2020-07-06 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-09-25 | 2018-05-11 |
| Rep | 證券交易 | 2007-09-25 | 2018-05-11 |