| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-07-28 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-07-28 | - |
| Rep | 證券交易 | 2021-07-28 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-04-21 | 2020-09-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-04-21 | 2020-09-30 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2015-08-17 | 2019-12-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2015-08-17 | 2019-12-10 |
| Rep | 期貨合約交易 | 2015-08-17 | 2019-12-10 | |
| Rep | 證券交易 | 2015-08-17 | 2019-12-10 | |
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2013-08-19 | 2015-06-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-01-04 | 2012-09-29 |
| Rep | 證券交易 | 2011-01-04 | 2012-09-29 |
已採集記錄中暫無金管局登記。