| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2015-03-23 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2015-03-23 | - |
| Rep | 期貨合約交易 | 2015-03-23 | - | |
| Rep | 證券交易 | 2015-03-23 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-07-22 | 2015-02-06 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-07-22 | 2015-02-06 |
| Rep | 證券交易 | 2013-07-22 | 2015-02-06 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2011-08-29 | 2013-07-04 |
| Rep | 證券交易 | 2011-08-29 | 2013-07-04 |