| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Global Investment Strategy HK Limited | Rep | 證券交易 | 2021-05-24 | 2022-06-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-08-20 | 2020-11-10 |
| Rep | 證券交易 | 2019-07-29 | 2020-11-10 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-04-25 | 2019-07-26 |
| Rep | 證券交易 | 2017-04-25 | 2019-07-26 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2013-10-07 | 2016-08-29 |
| Rep | 證券交易 | 2013-10-07 | 2016-08-29 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2010-06-14 | 2012-05-22 |
| Rep | 證券交易 | 2010-06-14 | 2012-05-22 |