| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2021-08-24 | 2022-10-05 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2015-04-20 | 2018-07-16 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2015-04-20 | 2018-07-16 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2005-05-18 | 2012-01-10 |
| Rep | 證券交易 | 2004-08-09 | 2012-01-10 | |
| SG SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | - | 2003-12-16 |
| Rep | 提供資產管理 | - | 2003-12-16 | |
| Rep | 就機構融資提供意見 | - | 2004-08-01 | |
| Rep | 提供自動化交易服務 | - | 2004-08-01 | |
| Rep | 證券交易 | - | 2004-08-01 |