| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Renaissance Broking Services (Hong Kong) Limited | RO | 證券交易 | 2017-11-03 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-01-05 | 2020-10-18 |
| RO | 證券交易 | 2016-01-05 | 2020-10-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-06-04 | 2015-08-12 |
| Rep | 證券交易 | 2014-06-04 | 2015-08-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-02-06 | 2014-03-05 |