| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期貨合約交易 | 2026-08-12 | - |
| RO | 證券交易 | 2026-08-12 | - | |
| Rep | 就證券提供意見 | 2026-01-23 | - | |
| Rep | 期貨合約交易 | 2025-09-29 | 2026-08-12 | |
| Rep | 證券交易 | 2025-09-29 | 2026-08-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-03-07 | 2025-06-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2019-03-07 | 2025-06-26 |
| Rep | 證券交易 | 2019-03-07 | 2025-06-26 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2015-08-28 | 2025-06-26 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2007-06-05 | 2015-06-01 |
已採集記錄中暫無金管局登記。