| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-08-08 | - |
| Rep | 證券交易 | 2019-08-08 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2013-05-02 | 2018-07-20 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自動化交易服務 | 2010-06-23 | 2012-06-13 |
| Rep | 期貨合約交易 | 2008-05-20 | 2012-06-13 | |
| Rep | 證券交易 | 2007-03-28 | 2012-06-13 |