| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited | RO | 就證券提供意見 | 2016-04-20 | - |
| RO | 提供資產管理 | 2016-04-20 | - | |
| RO | 證券交易 | 2016-04-20 | - | |
| Rep | 就證券提供意見 | 2016-01-07 | 2016-04-20 | |
| Rep | 提供資產管理 | 2016-01-07 | 2016-04-20 | |
| Rep | 證券交易 | 2016-01-07 | 2016-04-20 | |
| DNB Asset Management (Asia) Limited | RO | 提供資產管理 | 2007-05-02 | 2015-11-30 |
| Rep | 提供資產管理 | 2007-04-16 | 2007-05-02 | |
| OP INVESTMENT MANAGEMENT LIMITED | RO | 提供資產管理 | 2004-02-18 | 2007-03-31 |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-31 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-31 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-31 |