| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | RO | 期貨合約交易 | 2017-08-16 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | 證券交易 | 2017-08-16 | - |
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-15 | 2017-08-16 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-10-15 | 2017-08-16 |
| GLOBAL CHINA CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-30 |