| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BLUESTONE SECURITIES (HK) CO., LIMITED | RO | 證券交易 | 2022-04-27 | 2026-01-15 |
| VMI Securities Limited | RO | 證券交易 | 2018-09-04 | 2022-03-18 |
| Hong Kong Securities (International) Company Limited | RO | 證券交易 | 2018-07-24 | 2018-08-24 |
| Planetree Futures Limited | Rep | 期貨合約交易 | 2017-07-12 | 2018-07-06 |
| Planetree Securities Limited | Rep | 證券交易 | 2017-07-12 | 2018-07-06 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-06-22 | 2014-10-06 |