| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-09-28 | 2022-11-13 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-09-01 | 2022-11-13 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2018-08-30 | 2021-07-24 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-02-28 | 2016-07-08 |