| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-09-01 | - |
| Rep | 期貨合約交易 | 2025-09-01 | - | |
| Rep | 證券交易 | 2025-09-01 | - | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2022-05-06 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-10-09 | 2025-08-31 |
| Rep | 證券交易 | 2018-06-01 | 2025-08-31 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2017-09-25 | 2018-05-22 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-09-13 | 2016-07-08 |
已採集記錄中暫無金管局登記。