| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2022-07-25 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2017-09-11 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2013-07-29 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-05-06 | 2013-07-20 |
| WIN WONG SECURITIES LIMITED | Rep | 證券交易 | 2008-12-11 | 2011-03-01 |