| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-07-20 | - |
| Rep | 證券交易 | 2023-07-20 | - | |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2019-01-11 | 2023-07-01 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2016-12-28 | 2023-07-01 |
| Rep | 證券交易 | 2016-12-28 | 2023-07-01 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-08 | 2016-12-16 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-07-31 | 2016-07-08 |
已採集記錄中暫無金管局登記。