Lau, Wai Sum 劉慧心
證監會中央編號:AHU045
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2025-10-20 | - |
| Rep | 證券交易 | 2017-08-24 | 2025-05-15 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-10-13 | 2016-07-08 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-12-20 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-20 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-09-23 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-20 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-20 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-12-20 | |
| Rep | 證券交易 | 2003-04-01 | 2006-09-23 |