| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-03-07 | 2022-03-01 |
| BEA Union Investment Management Limited | Rep | 證券交易 | 2005-02-16 | 2007-02-09 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就機構融資提供意見 | - | 2004-04-13 |
| Rep | 就證券提供意見 | - | 2004-04-13 | |
| Rep | 提供資產管理 | - | 2004-04-13 | |
| Rep | 證券交易 | - | 2004-08-12 |