| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RED EAGLE SECURITIES LIMITED (HK) | Rep | 證券交易 | 2018-11-21 | 2022-06-01 |
| RO | 證券交易 | 2017-04-13 | 2018-11-21 | |
| GET NICE SECURITIES LIMITED | Rep | 證券交易 | 2005-06-04 | 2017-03-31 |
| GREAT BAY SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-29 |
| Rep | 就證券提供意見 | - | 2004-01-29 | |
| Rep | 提供資產管理 | - | 2004-01-29 | |
| Rep | 證券交易 | - | 2005-06-04 | |
| United Securities Limited (HK) | Rep | 就機構融資提供意見 | - | 2004-01-29 |
| Rep | 就證券提供意見 | - | 2004-01-29 | |
| Rep | 提供資產管理 | - | 2004-01-29 | |
| Rep | 提供自動化交易服務 | - | 2004-01-29 | |
| Rep | 證券交易 | - | 2017-01-26 |