Personnel Hong Kong SFC License Details (ID 78825)

Personnel Hong Kong SFC License Details (ID 78825)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
XinKong International Securities Limited	Rep	期貨合約交易	2014-06-06	2015-07-31
	Rep	證券交易	2014-06-06	2015-07-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	期貨合約交易	2013-03-18	2014-05-06
	Rep	證券交易	2012-09-17	2014-05-06
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2010-12-17	2012-05-15
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2010-12-17	2012-05-15
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2009-08-31	2010-12-01
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2009-08-31	2010-12-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2007-06-26	2008-04-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2007-04-18	2008-04-01