Personnel Hong Kong SFC License Details (ID 78830)

Personnel Hong Kong SFC License Details (ID 78830)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Ethk Securities Limited	RO	證券交易	2019-01-10	-
Core Capital Securities Limited	RO	證券交易	2017-06-29	2018-12-15
	Rep	證券交易	2017-05-08	2017-06-29
Success Futures and Foreign Exchange Limited	Rep	期貨合約交易	2013-06-03	2017-04-27
Success Securities Limited	Rep	證券交易	2013-06-03	2017-04-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2012-05-17	2013-05-21
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2012-05-17	2013-05-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2011-09-27	2012-04-09
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2011-09-27	2012-04-09
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2011-09-27	2012-04-09
Emperor Wealth Management Limited	Rep	證券交易	2009-11-13	2011-01-20
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2008-06-11	2011-09-16
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2008-01-03	2011-09-16