| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2011-05-20 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-05-20 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-06-09 | 2011-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-06-09 | 2011-04-22 |
已採集記錄中暫無金管局登記。