| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2022-09-02 | - |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2011-07-27 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-02-26 | - |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2008-12-16 | - |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-10-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-09-04 | 2008-10-01 |
已採集記錄中暫無金管局登記。