Personnel Hong Kong SFC License Details (ID 78840)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SW Capital Management Limited	Rep	就證券提供意見	2025-07-21	-
	Rep	提供資產管理	2025-07-21	-
	Rep	證券交易	2025-07-21	-
CHIEF SECURITIES LIMITED	Rep	提供資產管理	2023-10-26	2025-04-26
	Rep	就證券提供意見	2023-08-21	2025-04-26
	Rep	證券交易	2023-08-21	2025-04-26
China Angel Fund Management (HK) Company Limited	Rep	提供資產管理	2018-06-19	2022-01-21
	Rep	就證券提供意見	2018-04-27	2022-01-21
CHINA SKY SECURITIES LIMITED	Rep	證券交易	2018-04-27	2022-01-21
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	就證券提供意見	2017-06-12	2017-10-18
	Rep	證券交易	2017-06-12	2017-10-18
Mason Securities Limited	Rep	證券交易	2015-12-17	2016-08-26
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2015-12-17	2016-08-26
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2009-03-12	2015-11-26
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	槓桿式外匯交易	2009-03-12	2012-08-01
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2009-03-12	2015-11-26
CES Commodities (HK) Limited	Rep	期貨合約交易	2006-02-07	2009-02-20
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2006-02-07	2009-02-20
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2006-02-07	2009-02-20
SHUN LOONG FOREX COMPANY LIMITED	Rep	槓桿式外匯交易	2005-08-02	2009-02-20
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	證券交易	2005-07-04	2009-02-20
SHUN LOONG FUTURES LIMITED	Rep	期貨合約交易	2005-06-29	2009-02-20
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2004-11-24	2005-06-09
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2004-02-06	2004-08-19
CELESTIAL COMMODITIES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2004-02-04
	Rep	提供資產管理	2003-04-01	2004-02-04
	Rep	提供自動化交易服務	2003-04-01	2004-02-04
	Rep	期貨合約交易	2003-04-01	2004-08-19